Search: “finance”

From ASR to ASP: Evaluating Prompt Attack Vulnerabilities Against Open-Source LLMs

arXiv:2505.14368v3 Announce Type: replace-cross Abstract: Recent studies demonstrate that Large Language Models (LLMs) are vulnerable to attacks that generate harmful or sensitive outputs. As open-sou

28 Sept 2026

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Werracle: Sub-Cent Intra-Block AI Reflex Oracles and Flash-Loan Circuit Breakers for EVM Smart Contracts

DGX agent

arXiv:2609.30719v1 Announce Type: cross Abstract: Contemporary on-chain artificial intelligence (AI) encounters an intractable Von Neumann memory and latency wall. Storing static floating-point neural

applicationsarxiv-cs-ai

28 Sept 2026

Tutorials

Functional dynamic mode decomposition: Learning infinite-dimensional systems from data

arXiv:2609.29159v1 Announce Type: cross Abstract: Dynamic mode decomposition (DMD) is a data-driven method that computes the best linear approximation of the underlying dynamical system and decomposes

tutorialsarxiv-cs-lg

25 Sept 2026

Deepfakes and Synthetic Media: Generation, Detection, and Governance

arXiv:2609.25017v1 Announce Type: new Abstract: Deepfakes, synthetic audiovisual content produced by deep generative models, have escalated into a critical threat across civilian and military domains,

safetyarxiv-cs-cv

23 Sept 2026

FinFIRST: Benchmarking Search Agents for Financial Information Retrieval, Sourcing and Traceability

arXiv:2609.25192v1 Announce Type: new Abstract: Financial search is a highly demanding task for LLM agents, requiring not only a correct final answer but also temporally valid information retrieval, a

23 Sept 2026

SafeTune: A Unified Faithful Library for Auditing and Repairing Safety Drift in Fine-Tuned LLMs

arXiv:2609.22153v1 Announce Type: new Abstract: Methods for addressing safety drift in fine-tuned Large Language Models (LLMs) are scattered across incompatible implementations, lifecycle stages, and

safetyarxiv-cs-lg

22 Sept 2026

ERPBench: A State-Grounded Evaluation Paradigm for Computer-Use Agents in Enterprise Software

arXiv:2609.17885v1 Announce Type: new Abstract: Computer-use agents that operate through screenshots and simulated actions are advancing rapidly, yet their evaluation remains anchored to general deskt

17 Sept 2026

Extracting Probabilistic Knowledge from Large Language Models for Bayesian Network Parameterization

arXiv:2505.15918v3 Announce Type: replace-cross Abstract: In this work, we evaluate the potential of Large Language Models (LLMs) in building Bayesian Networks (BNs) by approximating domain expert pri

17 Sept 2026

PACT: Can Enterprise AI Assistants Be Trusted Under Pressure?

arXiv:2609.18605v1 Announce Type: cross Abstract: As corporate AI adoption continues to grow, enterprise-grade LLM agents are being deployed into sensitive contexts such as hiring, healthcare, and fin

17 Sept 2026

A unified framework for global and local interpretability using adaptive derivative-ordered random explanation

arXiv:2609.17171v1 Announce Type: cross Abstract: The interpretability of complex machine learning models is of paramount importance, especially in real-world high-stakes domains such as healthcare an

16 Sept 2026

Mapping U.S. Federal AI Governance Against Sector Vulnerability

arXiv:2609.16260v1 Announce Type: cross Abstract: Artificial intelligence (AI) poses different levels of risk across sectors, but are these differences reflected in U.S. federal AI governance? To help

16 Sept 2026

Parameter-Efficient Adaptation of Pretrained Language Models for Time-Series Forecasting

arXiv:2609.15344v1 Announce Type: new Abstract: We study the adaptation of pretrained language models to univariate time-series forecasting through a parameter-efficient transfer learning framework, w

15 Sept 2026

A Survey of Threats Against Voice Authentication and Anti-Spoofing Systems

arXiv:2508.16843v5 Announce Type: replace-cross Abstract: Voice authentication has undergone significant changes from traditional systems that relied on handcrafted acoustic features to deep learning

12 Sept 2026

Adaptive Entangled Game Modules in Artificial General Intelligence

arXiv:2609.09226v1 Announce Type: new Abstract: We introduce a probability-wave framework for modeling the collective behavior of interacting adaptive agents, deriving testable eigenmodes through a ge

11 Sept 2026

CIPHER: Benchmarking Cross-record Inference over Privacy-Hardened Evidence Records

arXiv:2609.07022v1 Announce Type: cross Abstract: Reasoning over privacy-constrained records requires combining structured attributes with evidence from free-text narratives. We introduce CIPHER (Cros

Data-Centric Post-Training for Financial Reasoning: Mining, Distillation, and Verifiable Learning

arXiv:2609.10113v1 Announce Type: new Abstract: Financial text, textbooks, and question-answer pairs are abundant, but only a small fraction is directly usable for reasoning-focused post-training. Exi

From Review to Authorization: Key-Isolated Threshold Signing for LLM Agents

arXiv:2609.05901v1 Announce Type: cross Abstract: Autonomous LLM agents can turn untrusted content into effectful actions such as payments and permission changes. If the same process interprets this c

Noesis: Deterministic-First Retrieval with Two-Tier Context Hydration for Factuality-Critical Queries on Small Local Models

arXiv:2609.07663v1 Announce Type: cross Abstract: A wrong number is worse than no answer. Across factuality-critical domains -- audience metrics, scheduling and rights in media; dosages and lab values

What the Window Does Not Contain: Auditing Provenance in a Document-Grounded Instability Benchmark

model-releasesarxiv-cs-lg

arXiv:2609.06147v1 Announce Type: cross Abstract: Ask a language model the same question about the same document twenty times, and it sometimes returns two different answers. We built Probity, a bench

9 Sept 2026

ERPBench: Evaluating LLM Agents for Enterprise Decision-Making Across Competitive Market Ecologies

arXiv:2609.04667v1 Announce Type: new Abstract: Large language model (LLM) agents are increasingly proposed for enterprise workflows, yet existing evaluations rarely test whether business-decision con

7 Sept 2026

Agent Memory Is a Surface for Endogenous Authorization Laundering

arXiv:2609.01836v1 Announce Type: cross Abstract: Long-running LLM agents rely on persistent memory to carry state across interactions, including permissions, restrictions, and revocations. When memor

3 Sept 2026

Tutorials

Prompting the Unknown: Understanding Response Uncertainty in Large Language Models

arXiv:2407.14845v4 Announce Type: replace-cross Abstract: Large language models (LLMs) are widely used in decision-making across diverse domains. Ensuring the generation of safe and reliable responses

tutorialsarxiv-cs-cl

3 Sept 2026

AgentFactory: Towards Automated Agentic System Design and Optimization

arXiv:2609.01045v1 Announce Type: new Abstract: Large Language Models (LLMs) have demonstrated remarkable capabilities as powerful components in agentic systems, enabling sophisticated reasoning and c

2 Sept 2026

Right Frame, Wrong Rule: Cultural Cues Expose the Financial Knowledge Gap They Were Meant to Close

arXiv:2609.00999v1 Announce Type: cross Abstract: When a question has valid answers under different normative frameworks, a language model must decide which framework to use and whether it can answer

2 Sept 2026

Zero Hallucination, by Construction: Hallucination-Aware Layered Oversight for Trustworthy Enterprise AI

arXiv:2607.17883v2 Announce Type: replace-cross Abstract: Enterprises will not deploy AI agents they cannot trust, and the most-cited reason for distrust is hallucination: confident, fluent output tha

2 Sept 2026

DataFoundry: Evolving Data Preparators via Recursive Self-Improvement

arXiv:2608.29966v1 Announce Type: new Abstract: Domain adaptation of large language models increasingly depends on constructing high-quality training data, yet existing data-preparation pipelines typi

1 Sept 2026

Research

End-to-End Neural Shrinkage of Indefinite Pairwise Correlation Matrices for Small-Cap-Inclusive Portfolios

arXiv:2608.30446v1 Announce Type: cross Abstract: Small-cap-inclusive equity universes contain recently listed and intermittently traded securities, so enforcing a common look-back discards a substant

researcharxiv-cs-lg

1 Sept 2026

DisCTI: Who Needs to Know Timely? Automated Sector-Aware Cyber Threat Intelligence Dissemination

arXiv:2608.27967v1 Announce Type: cross Abstract: The timely dissemination of cyber threat intelligence (CTI) is critical for organizations to mount swift and effective incident response. When valid C

31 Aug 2026

FinExam-10K: When Retrieval Helps Financial Reasoning?

arXiv:2608.28155v1 Announce Type: new Abstract: Professional financial examinations require models to combine domain knowledge, calculation, and judgment, yet no benchmark covers the full CFA and FRM

31 Aug 2026

Knowing When Not to Reuse: Conditional Experience Transfer in Autonomous LLM Post-Training

arXiv:2608.26730v1 Announce Type: new Abstract: Large language models offer broad capabilities, but adapting them to evolving domains, tools, and requirements often entails repeated post-training. Aut

28 Aug 2026

LAAF: A Layered Accountability Architecture Framework for LLM Applications

arXiv:2608.27102v1 Announce Type: new Abstract: Large Language Models (LLMs) operate in hospitals, courtrooms, banks, and public service desks, where fluent, confident outputs are treated as authorita

28 Aug 2026

Addressing the Reasoning Gap: Mechanistic Circuit-Based Knowledge Editing in Large Language Models

arXiv:2604.05876v2 Announce Type: replace Abstract: Deploying Large Language Models (LLMs) in real-world dynamic environments raises the challenge of updating their pre-trained knowledge. While existi

27 Aug 2026

FinRiskAtlas: Decision-Aligned Evaluation of Large Language Models for Financial Risk Review

arXiv:2608.25325v1 Announce Type: cross Abstract: Deploying large language models for professional financial review requires more than measuring general financial competence: models must perform the s

27 Aug 2026

PA-CoT: Profile-Adaptive Chain-of-Thought for Personalized Nutritional Consulting

arXiv:2608.24907v1 Announce Type: cross Abstract: In health and nutrition consulting, widely used prompting methods pass the user profile as an unstructured block without a dedicated analysis step, le

27 Aug 2026

ESQ-Bench: A Multi-Tier Enterprise Oracle Benchmark for Evaluating NL2SQL Dialect Generalization and Silent Semantic Divergence

arXiv:2608.23569v1 Announce Type: new Abstract: State-of-the-art Natural Language to SQL (NL2SQL) models report execution accuracy exceeding 89 percent on established benchmarks such as Spider and BIR

26 Aug 2026

StarHarness: Evolving Harnesses with Stratified Search for Enterprise Environments

arXiv:2608.24804v1 Announce Type: new Abstract: We present StarHarness, a framework for evolving environment-specific agent harnesses while keeping model weights fixed. The evolved harness can include

26 Aug 2026

Apodex 1.1: Scaling Agentic Intelligence for Complex Work

arXiv:2608.23283v1 Announce Type: new Abstract: General-purpose language models can reason and synthesize knowledge, but complex work also requires sustained interaction with files, information source

FinAcumen: Financial Multimodal Reasoning via Self-Evolving Experience Memory Harness

arXiv:2606.17642v3 Announce Type: replace Abstract: Financial multimodal reasoning requires agents to coordinate numerical computation, retrieval, visual interpretation, and temporal grounding across

HIRA: A Human-in-the-Loop Retrieval-Augmented Cascade for Document Classification in Regulated Industries

arXiv:2608.21792v1 Announce Type: new Abstract: Document classification in regulated industries is constrained by data residency, limited cold-start labels, scarce review capacity, and costly model-go

LLM-based Agents for Forecasting and Prediction: Methods, Training, Evaluation, and Applications

arXiv:2608.23058v1 Announce Type: new Abstract: Large language models (LLMs) now support forecasting systems that combine language-based reasoning with temporal data, evidence retrieval, external tool

Risk-Sensitive Reinforcement Learning with Smoothed Quantile Objectives

arXiv:2608.22227v1 Announce Type: new Abstract: Reinforcement Learning (RL) has achieved tremendous success in recent years. However, the classical foundations of RL do not account for the risk sensit

safetyarxiv-cs-lg

Walking on the DARKSIDE

arXiv:2608.23370v1 Announce Type: new Abstract: Large Language Models (LLMs) recognise patterns but do not natively track the path of exclusions that a coherent discourse demands. When an input rests

A Factorial Ablation of a Speech-to-SFT Pipeline: Differential Effects on Data Quality and Downstream Transfer

arXiv:2608.20394v1 Announce Type: cross Abstract: Industry pipelines that turn speech into supervised fine-tuning (SFT) data via multi-stage refinement are increasingly adopted but, to our knowledge,

24 Aug 2026

BC-Bench: Evaluating Agentic Engineering in a Domain-Specific Language for ERP

arXiv:2608.20851v1 Announce Type: cross Abstract: Agentic engineering systems have shown strong performance on general-purpose benchmarks, yet their effectiveness in enterprise resource planning (ERP)

24 Aug 2026

SENTRY: Deterministic, Intelligent Risk Assessment for IT Change Management

arXiv:2608.21203v1 Announce Type: new Abstract: Technology change management in large financial institutions depends on risk assessments that are accurate, consistent, and auditable. In practice, many

24 Aug 2026

Local Ai

A Locally Tokenized Generative Model for Robust Time-Series Watermarking

arXiv:2608.19727v1 Announce Type: cross Abstract: Watermarking is a central tool for provenance in generative models, yet its application to multivariate time series remains hindered by reliability fa

local-aiarxiv-cs-ai

21 Aug 2026

Automated Summarization of Financial News Using Large Language Models and Retrieval-Augmented Generation: An Early Empirical Study (Fall 2023)

arXiv:2608.19526v1 Announce Type: cross Abstract: Stock market analysts and investors face a daily challenge: too much financial news, too little time. Manually reading and synthesizing hundreds of co

21 Aug 2026

Test-Time Scaling in the Wild: Why Exploitation, Not Exploration, Is the Bottleneck

arXiv:2608.18931v1 Announce Type: cross Abstract: Test-time scaling (TTS) improves language model outputs by spending additional inference compute - generating multiple candidates, searching over part